Record Details

Securities Brokerage Regulation: The Effectiveness of Regulation Implementation

NIDA Economic Review Journal

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Field Value
 
Title Securities Brokerage Regulation: The Effectiveness of Regulation Implementation
 
Creator Suntrayuth, Sid
 
Description The objectives of this paper were to investigate the effectiveness of securities brokerage regulationimplementation and to examine the variables that have a relationship with the effectiveness of securitiesbrokerage regulation implementation by Thailand Securities and Exchange Commission (SEC). The variableswere broken down into two tiers, the results from empirical analysis found communication to have the highestrelationship and also the predicting variable for the effectiveness of securities brokerage regulationimplementation within the first tier. In the second tier, willingness to comply was found to have the highestrelationship and was also considered to be a predicting variable in the effectiveness of securities brokerageregulation implementation. The result of the analysis points out the significance of the communication processof the supervisory agency. Moreover, the attention towards the target group should not be paid with lesssignificance than that of the supervisory agency. The effectiveness of regulation implementation requires theeffort of both the supervisory agency and the target group.
 
Publisher Development Economic Review (พัฒนาการเศรษฐกิจปริทรรศน์)
 
Date 2014-07-01
 
Type info:eu-repo/semantics/article
info:eu-repo/semantics/publishedVersion
Peer-reviewed Article
 
Format application/pdf
 
Identifier http://tci-thaijo.org/index.php/NER/article/view/22410
 
Source Development Economic Review (พัฒนาการเศรษฐกิจปริทรรศน์); Vol 8 No 2 (2557): NIDA Economic Review Journal; 135
1906-2540
 
Language eng
 
Relation http://tci-thaijo.org/index.php/NER/article/view/22410/19230
 
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